Rethinking Equity Trading at Nasdaq [prev] [toc] [next]

Table of Contents

Sponsors and Contributors

Conference Organizer

I. Preface
Sidney I. Lirtzman - Zicklin School of Business, Baruch College Dean

II.Overview of the Issues
Introductory Remarks
Robert A. Schwartz - Zicklin School of Business, Baruch College
Marvin M. Speiser - Professor of Finance and University Distinguished Professor
Additional Comments
Robert A. Wood - University of Memphis, Fogelman College of Business Distinguished Professor of Finance

III. Pressures For Reform
Moderator
Joel Hasbrouck - Stern School of Business, NYU Professor of Finance
Panel
William G. Christie - Vanderbilt University, Owen Graduate School Associate Professor of Management
Holly Stark - Dalton, Greiner, Hartman, Maher & Co. Senior Vice President
Bengt Ryden - Stockholm Stock Exchange President and Chief Executive Officer
Robert Colby - U.S. Securities and Exchange Commission Deputy Director, Division of Market Regulation

IV. Nasdaq’s Response
Moderator
Marshall E. Blume - The Wharton School, Howard Butcher, III, Professor of Finance
Speaker
Dean Furbush - The Nasdaq Stock Market, Inc. Chief Economist and Director of Strategic Planning
Discussion
Peter W. Jenkins - Scudder Kemper Investments Managing Director, Global Equity Trading
William A. Lupien - OptiMark Technologies, Inc. Chairman and CEO
Kevin Foley - Bloomberg Financial Markets Principal, Bloomberg Tradebook LLC
Thomas M. Joyce - Merrill Lynch & Co., Inc. Managing Director, Co-Head of U.S. Equity Sales & Trading

V. The Effects of Reform on Capital Formation
Moderator
Daniel G. Weaver - Zicklin School of Business, Baruch College Associate Professor of Finance
Panel
Paul Arlman - Amsterdam Stock Exchange Director of International Affairs
Yannick Petit - Le Nouveau Marché, Paris Deputy General Manager

VI. Future of the Dealer Market
Moderator
Susan E. Woodward - Economist at Large
Panel
Harold S. Bradley - American Century Vice President and Portfolio Manager
E.E. (Buzzy) Geduld - Herzog, Heine, Geduld, Inc. President
Douglas Atkin - Instinet Corporation Executive Vice President, Global Marketing
R. Steven Wunsch - Arizona Stock Exchange President and Chief Executive Officer
Evan Schulman - Lattice Trading, State Street Brokerage Services Chairman
George K. Jennison - Wheat First Butcher Singer Managing Director, Nasdaq Trading

VII. Keynote Address
Introduction
Matthew Goldstein - Baruch College President
Speaker
Alfred R. Berkeley, III - The Nasdaq Stock Market, Inc.


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